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The Rules of conduct with respect to wealth management

Understand the fundamental principles of the rules of conduct that financial intermediaries must respect towards their customers, as part of their services. 

In the area of ​​wealth management, financial service providers are required to observe rules of conduct towards their customers. The training presents the three duties related to the rules of conduct: the duty of information, the duty of diligence and the duty of loyalty. Based on the different types of contractual relationship, each duty is presented focusing on aspects that the financial intermediary must observe with his client.

  • DURATION: 47 MINUTES
  • EXERCISES: 30 QUESTIONS
  • PREREQUISITE: NONE

Companies

For banks and other financial intermediaries, our trainings are available in the form of an annual license. Our trainings are formatted in SCORM. They can be uploaded either in our LMS for access, either in our client's platforms.

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Access to our online trainings is granted upon validation of payment and for a duration of one month.

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