Client Advisors Register Certifications
The FinSA states that any financial service provider who is required to register on a Client Advisor Register must be trained, have the technical knowledge required by its activity, and be familiar with the rules of conduct of the FinSA.
The certifications are recognized by RegServices by BX Swiss AG.
Trainings available
PricewaterhouseCoopers (PwC) has developed 4 training courses with tests to certify your knowledge for registration in a Client Advisor Register.
Asset Management / Investment Advice
Executing / Forwarding of Orders and Credit Activities Training
Fund Distribution Training
Code of Conduct Training
All Financial Services according to FINSA
Practice Exams
Practice Exams are identical to Certification Exams in length and type of questions asked and are therefore well suited to prepare for a Certification Exam. The test-taker does not receive a certificate upon successful completion
Asset Management / Investment Advice Practice Exam
Executing / Forwarding of Orders and Credit Activities Practice Exam
Fund Distribution Practice Exam
Code of Conduct Practice Exam
Practice Exam – All Financial Services according to FINSA
Certification Exams
After successfully completing a Certification Exam, the test-taker receives a certificate that is accepted by the client advisor registries as proof of sufficient knowledge in the tested subject. The Certification Exams are proctored digitally.
Asset Management / Investment Advice Exam
Executing / Forwarding of Orders and Credit Activities Exam
Fund Distribution Exam
Code of Conduct Exam
Certification Exam – All Financial Services according to FINSA
The benefits
Courses designed by PwC
Certificates recognized by the Client Advisor Register
Illustrated courses supports
